CCP Audit

Each registration year, to ensure members are compliant with the Continuing Competence Program (CCP), 20% of Active and Temporary members shall be selected randomly for audit of their competence program.

Please review carefully the audit process summary as per NBAD Policy 8.1.1:

  1. Members selected for the audit will be notified on April 1 by email that their CCP portfolio will be audited.
  2. Members are required to submit their CCP portfolio by May 1. The submission must include the required documents for the CCP of the year being audited.
  3. The Quality Assurance Committee will review the CCP submissions in accordance to Policy 8.1.2 and the Registrar will report back to the members by May 31.
  4. If the outcome of the audit requires the member to take additional action, the deadline for completing the additional action is September 30.

Retention of Supporting Documentation
NBAD may request to review a member’s supporting documentation at any time. Members must keep these documents for a minimum of five years and are responsible for the retention of their documentation.

CCP Audit Summary

The CCP Audit Summary for the 2019-2020 year can be viewed here.